Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1651
$27K ﹤0.01%
+412
1652
$27K ﹤0.01%
3,799
+2,472
1653
$27K ﹤0.01%
266
+51
1654
$27K ﹤0.01%
69,620
+33,000
1655
$27K ﹤0.01%
3,283
+1,160
1656
$27K ﹤0.01%
+8,028
1657
$26K ﹤0.01%
+1,797
1658
$26K ﹤0.01%
10,523
-36,604
1659
$26K ﹤0.01%
+3,164
1660
$26K ﹤0.01%
8,508
+1,546
1661
$26K ﹤0.01%
+3,748
1662
$26K ﹤0.01%
3,431
-1,920
1663
$26K ﹤0.01%
10,033
-72,158
1664
$26K ﹤0.01%
493
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1665
$26K ﹤0.01%
1,342
+1,179
1666
$26K ﹤0.01%
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1667
$26K ﹤0.01%
+268
1668
$26K ﹤0.01%
12,777
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1669
$25K ﹤0.01%
+453
1670
$25K ﹤0.01%
+5,973
1671
$25K ﹤0.01%
25,598
+5,524
1672
$25K ﹤0.01%
540
+438
1673
$25K ﹤0.01%
+800
1674
$25K ﹤0.01%
+2,929
1675
$25K ﹤0.01%
+308