Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1651
$3K ﹤0.01%
+737
1652
$3K ﹤0.01%
2,785
+2,241
1653
$3K ﹤0.01%
99
-1,272
1654
$3K ﹤0.01%
142
-2,180
1655
$3K ﹤0.01%
15
-30
1656
$3K ﹤0.01%
714
-7,572
1657
$3K ﹤0.01%
+72
1658
$3K ﹤0.01%
+243
1659
$3K ﹤0.01%
309
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1660
$3K ﹤0.01%
1,035
+488
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$3K ﹤0.01%
335
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1662
$3K ﹤0.01%
1,799
+1,305
1663
$3K ﹤0.01%
95
-192
1664
$3K ﹤0.01%
+353
1665
$3K ﹤0.01%
+200
1666
$3K ﹤0.01%
200
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1667
$3K ﹤0.01%
22
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1668
$3K ﹤0.01%
+96
1669
$3K ﹤0.01%
156
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1670
$3K ﹤0.01%
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1671
$3K ﹤0.01%
+29
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$3K ﹤0.01%
182
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1673
$3K ﹤0.01%
1,271
-13,975
1674
$3K ﹤0.01%
+475
1675
$3K ﹤0.01%
375
-1,187