Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1626
$24K ﹤0.01%
6,871
-73,628
1627
$24K ﹤0.01%
5,443
+4,192
1628
$24K ﹤0.01%
1,248
-1,469
1629
$24K ﹤0.01%
3,086
-2,101
1630
$24K ﹤0.01%
691
+591
1631
$24K ﹤0.01%
1,133
-1,196
1632
$24K ﹤0.01%
+1,848
1633
$24K ﹤0.01%
+1,071
1634
$24K ﹤0.01%
9,658
+6,037
1635
$24K ﹤0.01%
9,221
+894
1636
$24K ﹤0.01%
+2,031
1637
$24K ﹤0.01%
1,421
+1,015
1638
$24K ﹤0.01%
2,232
+374
1639
$24K ﹤0.01%
4,186
+4,096
1640
$24K ﹤0.01%
18,359
+16,111
1641
$24K ﹤0.01%
504
+304
1642
$24K ﹤0.01%
+22,402
1643
$23K ﹤0.01%
3,905
-43,269
1644
$23K ﹤0.01%
+1,343
1645
$23K ﹤0.01%
11,867
+8,294
1646
$23K ﹤0.01%
+12,529
1647
$23K ﹤0.01%
5,180
+5,110
1648
$23K ﹤0.01%
427
-329
1649
$23K ﹤0.01%
4,485
+4,004
1650
$23K ﹤0.01%
243
+105