Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1626
$14K ﹤0.01%
1,386
-17,689
1627
$14K ﹤0.01%
675
+264
1628
$14K ﹤0.01%
+5,325
1629
$14K ﹤0.01%
350
+172
1630
$14K ﹤0.01%
9,866
-20,144
1631
$14K ﹤0.01%
1,279
-914
1632
$14K ﹤0.01%
+100
1633
$14K ﹤0.01%
3,986
-4,354
1634
$14K ﹤0.01%
8,008
-9,471
1635
$14K ﹤0.01%
206
-2,525
1636
$14K ﹤0.01%
+1,567
1637
$14K ﹤0.01%
984
+83
1638
$14K ﹤0.01%
2,073
-450
1639
$14K ﹤0.01%
+342
1640
$13K ﹤0.01%
29,348
+16,338
1641
$13K ﹤0.01%
+1,152
1642
$13K ﹤0.01%
10,736
-54,107
1643
$13K ﹤0.01%
7,463
-1,198
1644
$13K ﹤0.01%
5,582
-1,547
1645
$13K ﹤0.01%
+216
1646
$13K ﹤0.01%
543
+24
1647
$13K ﹤0.01%
+533
1648
$13K ﹤0.01%
4,998
-311
1649
$13K ﹤0.01%
4,434
-2,135
1650
$13K ﹤0.01%
+68