Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$11K ﹤0.01%
986
-2,042
1602
$11K ﹤0.01%
+1,360
1603
$11K ﹤0.01%
+1,110
1604
$11K ﹤0.01%
+462
1605
$11K ﹤0.01%
+281
1606
$11K ﹤0.01%
+13,314
1607
$11K ﹤0.01%
+134
1608
$11K ﹤0.01%
3,328
+2,728
1609
$11K ﹤0.01%
4,216
+3,582
1610
$11K ﹤0.01%
1,853
-22,631
1611
$11K ﹤0.01%
+143
1612
$11K ﹤0.01%
1,066
-733
1613
$11K ﹤0.01%
+420
1614
$11K ﹤0.01%
470
+97
1615
$11K ﹤0.01%
67
-250
1616
$11K ﹤0.01%
7
+2
1617
$11K ﹤0.01%
+6,784
1618
$11K ﹤0.01%
+869
1619
$11K ﹤0.01%
808
-3,708
1620
$11K ﹤0.01%
861
-1,136
1621
$11K ﹤0.01%
935
+640
1622
$11K ﹤0.01%
+1,866
1623
$10K ﹤0.01%
158
-15,624
1624
$10K ﹤0.01%
446
-538
1625
$10K ﹤0.01%
+214