Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$3K ﹤0.01%
+52
1602
$3K ﹤0.01%
33
+32
1603
$3K ﹤0.01%
85
-12,412
1604
$3K ﹤0.01%
300
-140
1605
$3K ﹤0.01%
140
-14,859
1606
$3K ﹤0.01%
40
-204
1607
$3K ﹤0.01%
+1,100
1608
$3K ﹤0.01%
140
-6,882
1609
$3K ﹤0.01%
+4,246
1610
$3K ﹤0.01%
+38
1611
$3K ﹤0.01%
356
+21
1612
$3K ﹤0.01%
432
+327
1613
$3K ﹤0.01%
+246
1614
$3K ﹤0.01%
48
-3,183
1615
$3K ﹤0.01%
391
-647
1616
$3K ﹤0.01%
+344
1617
$3K ﹤0.01%
+157
1618
$3K ﹤0.01%
37
-150
1619
$3K ﹤0.01%
+100
1620
$3K ﹤0.01%
+243
1621
$3K ﹤0.01%
80
-6,506
1622
$3K ﹤0.01%
486
-2,455
1623
$3K ﹤0.01%
+167
1624
$3K ﹤0.01%
652
-11,836
1625
$3K ﹤0.01%
+100