Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$5K ﹤0.01%
+666
1602
$5K ﹤0.01%
402
-4,164
1603
$5K ﹤0.01%
525
-237
1604
$5K ﹤0.01%
200
1605
$5K ﹤0.01%
+223
1606
$5K ﹤0.01%
3,414
-2,730
1607
$5K ﹤0.01%
693
+493
1608
$4K ﹤0.01%
+114
1609
$4K ﹤0.01%
345
-16,310
1610
$4K ﹤0.01%
300
-6,431
1611
$4K ﹤0.01%
318
+101
1612
$4K ﹤0.01%
304
+139
1613
$4K ﹤0.01%
+113
1614
$4K ﹤0.01%
+1,009
1615
$4K ﹤0.01%
+516
1616
$4K ﹤0.01%
+190
1617
$4K ﹤0.01%
1,407
-26
1618
$4K ﹤0.01%
74
-327
1619
$4K ﹤0.01%
431
-1,385
1620
$4K ﹤0.01%
157
+120
1621
$4K ﹤0.01%
+224
1622
$4K ﹤0.01%
2,774
-1,961
1623
$4K ﹤0.01%
+247
1624
$4K ﹤0.01%
+84
1625
$4K ﹤0.01%
359
+215