Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$14K ﹤0.01%
592
-805
1602
$14K ﹤0.01%
911
+847
1603
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+202
1604
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+467
1605
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581
-4,080
1606
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+764
1607
$14K ﹤0.01%
1,869
-4,067
1608
$14K ﹤0.01%
+335
1609
$14K ﹤0.01%
917
-639
1610
$14K ﹤0.01%
+49
1611
$14K ﹤0.01%
736
-560
1612
$14K ﹤0.01%
811
+242
1613
$14K ﹤0.01%
+924
1614
$14K ﹤0.01%
+202
1615
$14K ﹤0.01%
+3,953
1616
$14K ﹤0.01%
1,431
-5,091
1617
$13K ﹤0.01%
370
+124
1618
$13K ﹤0.01%
+774
1619
$13K ﹤0.01%
+100
1620
$13K ﹤0.01%
+297
1621
$13K ﹤0.01%
387
-1,490
1622
$13K ﹤0.01%
+1,787
1623
$13K ﹤0.01%
566
+390
1624
$13K ﹤0.01%
8
-13
1625
$13K ﹤0.01%
232