Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$5K ﹤0.01%
279
-35
1602
$5K ﹤0.01%
+21
1603
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63
-207
1604
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684
-10,074
1605
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161
-1,308
1606
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130
+100
1607
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+220
1608
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97
-84
1609
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+62
1610
$5K ﹤0.01%
69
-943
1611
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+671
1612
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+229
1613
$5K ﹤0.01%
+149
1614
$5K ﹤0.01%
734
-55,027
1615
$5K ﹤0.01%
156
-1,281
1616
$5K ﹤0.01%
300
-46,068
1617
$5K ﹤0.01%
58
-18
1618
$5K ﹤0.01%
639
-611
1619
$5K ﹤0.01%
305
+284
1620
$5K ﹤0.01%
127
+19
1621
$5K ﹤0.01%
1,355
-3,900
1622
$5K ﹤0.01%
407
+204
1623
$5K ﹤0.01%
919
-7,290
1624
$5K ﹤0.01%
325
+94
1625
$5K ﹤0.01%
666
-818