Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.71%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$31K ﹤0.01%
+16,943
1552
$31K ﹤0.01%
17,261
+7,317
1553
$31K ﹤0.01%
1,687
+1,681
1554
$31K ﹤0.01%
+1,201
1555
$31K ﹤0.01%
1,048
-1,252
1556
$31K ﹤0.01%
4,475
-23,241
1557
$30K ﹤0.01%
6,274
+5,039
1558
$30K ﹤0.01%
+3,738
1559
$30K ﹤0.01%
2,057
+492
1560
$30K ﹤0.01%
6,807
-5,958
1561
$30K ﹤0.01%
4,038
-8,702
1562
$30K ﹤0.01%
18,637
-56,542
1563
$30K ﹤0.01%
+1,065
1564
$29K ﹤0.01%
+204
1565
$29K ﹤0.01%
2,011
-1,603
1566
$29K ﹤0.01%
+804
1567
$29K ﹤0.01%
+3,308
1568
$29K ﹤0.01%
+1,959
1569
$29K ﹤0.01%
3,000
-89,530
1570
$29K ﹤0.01%
452
+350
1571
$29K ﹤0.01%
2,122
+2,071
1572
$29K ﹤0.01%
5,210
-59,404
1573
$28K ﹤0.01%
+13,532
1574
$28K ﹤0.01%
18,048
+10,098
1575
$28K ﹤0.01%
21,555
+15,971