Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$32K ﹤0.01%
1,214
-1,237
1552
$32K ﹤0.01%
+7,106
1553
$32K ﹤0.01%
719
+201
1554
$32K ﹤0.01%
3,684
-3,302
1555
$32K ﹤0.01%
5,039
-961
1556
$32K ﹤0.01%
+199
1557
$32K ﹤0.01%
652
+208
1558
$32K ﹤0.01%
+9,164
1559
$31K ﹤0.01%
+1,200
1560
$31K ﹤0.01%
+1,653
1561
$31K ﹤0.01%
+1,874
1562
$31K ﹤0.01%
621
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1563
$31K ﹤0.01%
5,168
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1564
$31K ﹤0.01%
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$31K ﹤0.01%
3,107
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$31K ﹤0.01%
4,984
-7,653
1567
$31K ﹤0.01%
19,685
+3,227
1568
$31K ﹤0.01%
+5,209
1569
$31K ﹤0.01%
+974
1570
$30K ﹤0.01%
1,008
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1571
$30K ﹤0.01%
3,365
-634
1572
$30K ﹤0.01%
247
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1573
$30K ﹤0.01%
9,102
-2,766
1574
$30K ﹤0.01%
+8,308
1575
$30K ﹤0.01%
+128