Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.71%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1526
$34K ﹤0.01%
+348
1527
$34K ﹤0.01%
+2,962
1528
$34K ﹤0.01%
1,002
-73,475
1529
$33K ﹤0.01%
1,359
-8,389
1530
$33K ﹤0.01%
6,227
+2,051
1531
$33K ﹤0.01%
1,986
+1,216
1532
$33K ﹤0.01%
4,149
+32
1533
$33K ﹤0.01%
10,732
-24,470
1534
$33K ﹤0.01%
+2,274
1535
$33K ﹤0.01%
449
+373
1536
$33K ﹤0.01%
1,166
+669
1537
$32K ﹤0.01%
+1,466
1538
$32K ﹤0.01%
+3,560
1539
$32K ﹤0.01%
725
-7,291
1540
$32K ﹤0.01%
1,857
+1,448
1541
$32K ﹤0.01%
+2,926
1542
$32K ﹤0.01%
+18,742
1543
$32K ﹤0.01%
+4,223
1544
$32K ﹤0.01%
+1,833
1545
$32K ﹤0.01%
+301
1546
$32K ﹤0.01%
2,106
+1,818
1547
$32K ﹤0.01%
1,266
+665
1548
$31K ﹤0.01%
+1,379
1549
$31K ﹤0.01%
+565
1550
$31K ﹤0.01%
238
+204