Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1501
$18K ﹤0.01%
26,256
+14,861
1502
$17K ﹤0.01%
716
-2,194
1503
$17K ﹤0.01%
4,201
+218
1504
$17K ﹤0.01%
1,714
-1,436
1505
$17K ﹤0.01%
1,151
-9,420
1506
$17K ﹤0.01%
+3,715
1507
$17K ﹤0.01%
+1,685
1508
$17K ﹤0.01%
547
-517
1509
$17K ﹤0.01%
+702
1510
$17K ﹤0.01%
601
+539
1511
$16K ﹤0.01%
2,077
-3,330
1512
$16K ﹤0.01%
65
1513
$16K ﹤0.01%
+2,413
1514
$16K ﹤0.01%
2,055
+1,187
1515
$16K ﹤0.01%
+580
1516
$16K ﹤0.01%
1,053
-1,402
1517
$16K ﹤0.01%
11,759
+10,880
1518
$16K ﹤0.01%
2,630
+2,099
1519
$16K ﹤0.01%
1,613
-8,674
1520
$16K ﹤0.01%
200
-15,600
1521
$16K ﹤0.01%
2,584
-3,034
1522
$16K ﹤0.01%
+5,680
1523
$16K ﹤0.01%
+230
1524
$16K ﹤0.01%
+304
1525
$16K ﹤0.01%
+41