Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,473
New
Increased
Reduced
Closed

Top Buys

1 +$216M
2 +$159M
3 +$128M
4
BKNG icon
Booking.com
BKNG
+$62.2M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$61.9M

Top Sells

1 +$141M
2 +$53.1M
3 +$45.7M
4
NFLX icon
Netflix
NFLX
+$45.3M
5
PFE icon
Pfizer
PFE
+$38.3M

Sector Composition

1 Technology 34.74%
2 Communication Services 9%
3 Consumer Discretionary 8.67%
4 Healthcare 8.07%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CTEV
1476
Claritev Corp
CTEV
$715M
$41K ﹤0.01%
912
-26,624
KALV icon
1477
KalVista Pharmaceuticals
KALV
$688M
$40K ﹤0.01%
+3,543
KW icon
1478
Kennedy-Wilson Holdings
KW
$1.33B
$40K ﹤0.01%
+5,991
VLN icon
1479
Valens Semiconductor
VLN
$178M
$40K ﹤0.01%
15,326
+10,196
WAB icon
1480
Wabtec
WAB
$34.9B
$40K ﹤0.01%
+195
ADUR
1481
Aduro Clean Technologies
ADUR
$346M
$40K ﹤0.01%
+4,524
TESL
1482
Simplify Volt TSLA Revolution ETF
TESL
$33.2M
$40K ﹤0.01%
1,665
-236
SKWD icon
1483
Skyward Specialty Insurance
SKWD
$1.97B
$39K ﹤0.01%
675
+662
XHS icon
1484
State Street SPDR S&P Health Care Services ETF
XHS
$76M
$39K ﹤0.01%
+393
ASUR icon
1485
Asure Software
ASUR
$227M
$39K ﹤0.01%
4,065
+3,076
PACK icon
1486
Ranpak Holdings
PACK
$409M
$39K ﹤0.01%
11,106
-3,252
MLKN icon
1487
MillerKnoll
MLKN
$1.01B
$38K ﹤0.01%
2,004
-2,806
OCGN icon
1488
Ocugen
OCGN
$372M
$38K ﹤0.01%
39,183
+11,592
PCRX icon
1489
Pacira BioSciences
PCRX
$1.02B
$38K ﹤0.01%
1,598
-2,386
PEY icon
1490
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.06B
$38K ﹤0.01%
+1,875
RZLT icon
1491
Rezolute
RZLT
$915M
$38K ﹤0.01%
8,634
+8,602
CEPI
1492
REX Crypto Equity Premium Income ETF
CEPI
$61.5M
$38K ﹤0.01%
949
+907
AB icon
1493
AllianceBernstein
AB
$3.58B
$37K ﹤0.01%
+911
BATRK icon
1494
Atlanta Braves Holdings Series B
BATRK
$2.43B
$37K ﹤0.01%
+800
EQIX icon
1495
Equinix
EQIX
$77.1B
$37K ﹤0.01%
+47
FIDU icon
1496
Fidelity MSCI Industrials Index ETF
FIDU
$1.51B
$37K ﹤0.01%
484
+188
IYM icon
1497
iShares US Basic Materials ETF
IYM
$550M
$37K ﹤0.01%
271
+221
JAZZ icon
1498
Jazz Pharmaceuticals
JAZZ
$8.57B
$37K ﹤0.01%
354
-3,417
LTRX icon
1499
Lantronix
LTRX
$188M
$37K ﹤0.01%
13,118
-10,709
STC icon
1500
Stewart Information Services
STC
$2.04B
$37K ﹤0.01%
570
+403