Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1476
$20K ﹤0.01%
200
-126,647
1477
$20K ﹤0.01%
2,493
+2,200
1478
$20K ﹤0.01%
+9,083
1479
$20K ﹤0.01%
3
-4
1480
$20K ﹤0.01%
7,060
-2,113
1481
$19K ﹤0.01%
138
+125
1482
$19K ﹤0.01%
+780
1483
$19K ﹤0.01%
258
-2,707
1484
$19K ﹤0.01%
623
+604
1485
$19K ﹤0.01%
+852
1486
$19K ﹤0.01%
1,469
-14,313
1487
$19K ﹤0.01%
+9,685
1488
$18K ﹤0.01%
+4,044
1489
$18K ﹤0.01%
7,939
+1,624
1490
$18K ﹤0.01%
144
-288
1491
$18K ﹤0.01%
14,260
-21,600
1492
$18K ﹤0.01%
1,824
+924
1493
$18K ﹤0.01%
379
-1,574
1494
$18K ﹤0.01%
402
+216
1495
$18K ﹤0.01%
+274
1496
$18K ﹤0.01%
2,365
+1,988
1497
$18K ﹤0.01%
+530
1498
$18K ﹤0.01%
213
+21
1499
$18K ﹤0.01%
+4,997
1500
$18K ﹤0.01%
2,103
+1,753