Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$5M ﹤0.01%
+28,812
127
$4.99M ﹤0.01%
+18,218
128
$4.89M ﹤0.01%
37,232
+33,966
129
$4.82M ﹤0.01%
+5,445
130
$4.82M ﹤0.01%
+306,960
131
$4.74M ﹤0.01%
85,830
+20,178
132
$4.68M ﹤0.01%
3,282
+472
133
$4.68M ﹤0.01%
482,813
+204,848
134
$4.67M ﹤0.01%
78,357
-25,395
135
$4.66M ﹤0.01%
66,596
+65,533
136
$4.63M ﹤0.01%
+71,971
137
$4.5M ﹤0.01%
43,945
-9,208
138
$4.47M ﹤0.01%
+62,490
139
$4.47M ﹤0.01%
47,810
+35,683
140
$4.47M ﹤0.01%
273,546
+230,136
141
$4.45M ﹤0.01%
476,287
-60,593
142
$4.45M ﹤0.01%
+89,127
143
$4.44M ﹤0.01%
42,341
-6,006
144
$4.39M ﹤0.01%
437,732
+23,192
145
$4.37M ﹤0.01%
+15,142
146
$4.35M ﹤0.01%
+59,561
147
$4.3M ﹤0.01%
+53,430
148
$4.29M ﹤0.01%
23,865
+22,442
149
$4.29M ﹤0.01%
+34,318
150
$4.27M ﹤0.01%
39,005
+30,179