Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$5.04M ﹤0.01%
23,644
+6,175
127
$5.03M ﹤0.01%
29,477
+14,054
128
$5.01M ﹤0.01%
+118,432
129
$5M ﹤0.01%
114,089
+79,429
130
$4.99M ﹤0.01%
97,818
+1,294
131
$4.91M ﹤0.01%
+102,895
132
$4.89M ﹤0.01%
187,375
+39,716
133
$4.88M ﹤0.01%
64,523
+41,682
134
$4.86M ﹤0.01%
+88,943
135
$4.85M ﹤0.01%
+132,873
136
$4.83M ﹤0.01%
+71,832
137
$4.83M ﹤0.01%
54,647
-3,366
138
$4.83M ﹤0.01%
60,734
+38,541
139
$4.8M ﹤0.01%
48,567
-1,506,849
140
$4.75M ﹤0.01%
89,043
+61,177
141
$4.75M ﹤0.01%
+101,228
142
$4.7M ﹤0.01%
72,750
+39,588
143
$4.67M ﹤0.01%
30,069
+16,336
144
$4.62M ﹤0.01%
121,805
+29,926
145
$4.61M ﹤0.01%
+143,978
146
$4.61M ﹤0.01%
530,242
+53,794
147
$4.61M ﹤0.01%
12,915
+7,076
148
$4.6M ﹤0.01%
104,655
-40,630
149
$4.59M ﹤0.01%
136,234
-1,342,679
150
$4.58M ﹤0.01%
+31,290