Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.73B
AUM Growth
+$372M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,635
New
Increased
Reduced
Closed

Top Buys

1 +$107M
2 +$65.8M
3 +$61.6M
4
AAPL icon
Apple
AAPL
+$51.2M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$50.9M

Top Sells

1 +$25.2M
2 +$24.1M
3 +$22.2M
4
SNOW icon
Snowflake
SNOW
+$17.4M
5
AMD icon
Advanced Micro Devices
AMD
+$17.2M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15%
3 Healthcare 10.21%
4 Financials 8.16%
5 Communication Services 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$4.01M ﹤0.01%
408,474
-46,545
127
$4M ﹤0.01%
62,801
+45,836
128
$3.98M ﹤0.01%
108,398
+105,926
129
$3.87M ﹤0.01%
22,768
+18,491
130
$3.86M ﹤0.01%
58,013
+25,732
131
$3.82M ﹤0.01%
+55,114
132
$3.82M ﹤0.01%
365,198
+39,862
133
$3.81M ﹤0.01%
106,910
-24,054
134
$3.68M ﹤0.01%
10,573
+10,273
135
$3.66M ﹤0.01%
+87,164
136
$3.62M ﹤0.01%
147,226
+37,677
137
$3.6M ﹤0.01%
+32,734
138
$3.57M ﹤0.01%
51,405
+27,180
139
$3.53M ﹤0.01%
445,055
+329,232
140
$3.48M ﹤0.01%
240,063
+65,140
141
$3.46M ﹤0.01%
17,469
+13,951
142
$3.45M ﹤0.01%
209,245
+163,550
143
$3.42M ﹤0.01%
60,221
-5,747
144
$3.4M ﹤0.01%
+67,355
145
$3.34M ﹤0.01%
+243,620
146
$3.34M ﹤0.01%
210,500
-95,478
147
$3.29M ﹤0.01%
189,927
+167,345
148
$3.28M ﹤0.01%
147,659
-73,279
149
$3.28M ﹤0.01%
110,376
+107,831
150
$3.26M ﹤0.01%
+79,279