Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$3.96M ﹤0.01%
+137,417
127
$3.96M ﹤0.01%
+30,692
128
$3.92M ﹤0.01%
122,265
-347,740
129
$3.92M ﹤0.01%
27,489
-7,491
130
$3.91M ﹤0.01%
33,944
+32,842
131
$3.87M ﹤0.01%
78,676
+30,008
132
$3.84M ﹤0.01%
57,621
+8,838
133
$3.84M ﹤0.01%
65,759
+48,591
134
$3.81M ﹤0.01%
23,214
+16,357
135
$3.81M ﹤0.01%
+5,935
136
$3.81M ﹤0.01%
46,915
-4,114
137
$3.8M ﹤0.01%
318,071
+316,221
138
$3.79M ﹤0.01%
+9,439
139
$3.79M ﹤0.01%
12,919
-33,522
140
$3.68M ﹤0.01%
+65,309
141
$3.62M ﹤0.01%
+93,442
142
$3.53M ﹤0.01%
17,061
+4,965
143
$3.44M ﹤0.01%
+244,023
144
$3.42M ﹤0.01%
+125,158
145
$3.38M ﹤0.01%
63,482
+25,403
146
$3.37M ﹤0.01%
+8,182
147
$3.34M ﹤0.01%
24,678
-796
148
$3.29M ﹤0.01%
135,203
+82,349
149
$3.28M ﹤0.01%
116,604
-41,486
150
$3.24M ﹤0.01%
203,998
+80,315