Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$3.96M 0.15%
+137,417
127
$3.96M 0.15%
+30,692
128
$3.92M 0.15%
122,265
-347,740
129
$3.92M 0.15%
27,489
-7,491
130
$3.91M 0.15%
33,944
+32,842
131
$3.87M 0.15%
78,676
+30,008
132
$3.84M 0.15%
57,621
+8,838
133
$3.84M 0.15%
131,518
+97,182
134
$3.81M 0.15%
23,214
+16,357
135
$3.81M 0.15%
+1,187
136
$3.81M 0.15%
46,915
-4,114
137
$3.8M 0.15%
318,071
+316,221
138
$3.79M 0.15%
+9,439
139
$3.79M 0.15%
12,919
-33,522
140
$3.68M 0.14%
+65,309
141
$3.62M 0.14%
+93,442
142
$3.53M 0.14%
17,061
+4,965
143
$3.44M 0.13%
+244,023
144
$3.42M 0.13%
+125,158
145
$3.38M 0.13%
63,482
+25,403
146
$3.37M 0.13%
+8,182
147
$3.34M 0.13%
24,678
-796
148
$3.29M 0.13%
135,203
+82,349
149
$3.28M 0.13%
116,604
-41,486
150
$3.24M 0.13%
203,998
+80,315