Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$3.69M ﹤0.01%
172,993
+6,986
127
$3.69M ﹤0.01%
+88,144
128
$3.64M ﹤0.01%
11,173
+5,812
129
$3.63M ﹤0.01%
6,133
+794
130
$3.62M ﹤0.01%
53,034
-11,919
131
$3.62M ﹤0.01%
+20,745
132
$3.6M ﹤0.01%
25,474
+17,116
133
$3.56M ﹤0.01%
190,841
+173,862
134
$3.5M ﹤0.01%
75,849
+12,390
135
$3.47M ﹤0.01%
153,379
-159,652
136
$3.43M ﹤0.01%
24,333
+11,508
137
$3.41M ﹤0.01%
+45,193
138
$3.4M ﹤0.01%
110,356
-22,764
139
$3.38M ﹤0.01%
37,724
-70,502
140
$3.38M ﹤0.01%
34,254
+6,999
141
$3.37M ﹤0.01%
50,927
+14,892
142
$3.37M ﹤0.01%
26,071
+10,702
143
$3.35M ﹤0.01%
11,901
+6,589
144
$3.33M ﹤0.01%
+40,623
145
$3.28M ﹤0.01%
+42,327
146
$3.24M ﹤0.01%
209,295
+209,095
147
$3.19M ﹤0.01%
317,744
+262,813
148
$3.17M ﹤0.01%
176,703
-158,448
149
$3.16M ﹤0.01%
+11,507
150
$3.15M ﹤0.01%
248,798
-524,783