Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$5.51M 0.01%
20,931
+19,588
127
$5.42M 0.01%
32,555
-48,025
128
$5.36M 0.01%
62,151
-23,792
129
$5.35M 0.01%
100,687
+64,588
130
$5.33M 0.01%
123,118
+14,461
131
$5.19M 0.01%
+11,192
132
$5.12M 0.01%
+50,348
133
$5.11M 0.01%
70,827
-42,337
134
$4.99M 0.01%
68,715
-41,827
135
$4.94M 0.01%
+45,235
136
$4.92M 0.01%
125,940
+53,199
137
$4.86M ﹤0.01%
155,490
+89,647
138
$4.78M ﹤0.01%
+12,012
139
$4.78M ﹤0.01%
270,751
+107,787
140
$4.76M ﹤0.01%
340,262
-291,384
141
$4.75M ﹤0.01%
17,370
-15,375
142
$4.73M ﹤0.01%
148,529
+85,134
143
$4.71M ﹤0.01%
+66,529
144
$4.69M ﹤0.01%
79,723
-560,114
145
$4.63M ﹤0.01%
167,678
+15,116
146
$4.6M ﹤0.01%
61,271
+30,861
147
$4.5M ﹤0.01%
4,915
+1,106
148
$4.49M ﹤0.01%
18,024
+275
149
$4.45M ﹤0.01%
+54,678
150
$4.41M ﹤0.01%
105,254
+7,739