Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$5.04M ﹤0.01%
154,438
+4,745
127
$4.98M ﹤0.01%
57,959
+125
128
$4.93M ﹤0.01%
84,691
-1,418
129
$4.93M ﹤0.01%
77,898
+54,412
130
$4.91M ﹤0.01%
+143,230
131
$4.85M ﹤0.01%
76,590
-6,000
132
$4.83M ﹤0.01%
19,322
+200
133
$4.82M ﹤0.01%
95,131
-4,266
134
$4.81M ﹤0.01%
7,087
-422
135
$4.79M ﹤0.01%
85,943
-140
136
$4.72M ﹤0.01%
36,119
-200
137
$4.66M ﹤0.01%
435,411
-4,900
138
$4.64M ﹤0.01%
39,143
+100
139
$4.6M ﹤0.01%
62,339
+2,195
140
$4.59M ﹤0.01%
307,763
-45,375
141
$4.59M ﹤0.01%
152,562
-1,688
142
$4.57M ﹤0.01%
33,018
+435
143
$4.55M ﹤0.01%
97,515
-5,430
144
$4.44M ﹤0.01%
67,124
145
$4.41M ﹤0.01%
9,513
+959
146
$4.34M ﹤0.01%
76,136
-76
147
$4.32M ﹤0.01%
30,377
+1,725
148
$4.28M ﹤0.01%
76,223
+1,175
149
$4.23M ﹤0.01%
82,816
-13,408
150
$4.23M ﹤0.01%
40,516
-1,094