Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$4.98M ﹤0.01%
+149,693
127
$4.93M ﹤0.01%
57,834
-31,769
128
$4.92M ﹤0.01%
8,059
+8,056
129
$4.81M ﹤0.01%
102,945
+72,487
130
$4.79M ﹤0.01%
86,083
+26,765
131
$4.77M ﹤0.01%
129,556
+77,004
132
$4.7M ﹤0.01%
+19,122
133
$4.69M ﹤0.01%
36,319
+22,326
134
$4.68M ﹤0.01%
440,311
+161,605
135
$4.65M ﹤0.01%
39,043
+6,035
136
$4.61M ﹤0.01%
143,877
-69,708
137
$4.52M ﹤0.01%
154,250
-15,468
138
$4.44M ﹤0.01%
60,144
+13,966
139
$4.41M ﹤0.01%
32,583
+24,792
140
$4.4M ﹤0.01%
+41,610
141
$4.4M ﹤0.01%
+67,124
142
$4.34M ﹤0.01%
76,214
+49,049
143
$4.26M ﹤0.01%
76,212
+48,151
144
$4.23M ﹤0.01%
49,468
+41,855
145
$4.19M ﹤0.01%
75,048
+52,324
146
$4.15M ﹤0.01%
52,583
+51,569
147
$4.14M ﹤0.01%
+65,512
148
$4.14M ﹤0.01%
21,574
-17,499
149
$4.07M ﹤0.01%
8,097
-758
150
$4.06M ﹤0.01%
60,165
+60,085