Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$2.9M ﹤0.01%
+15,505
127
$2.89M ﹤0.01%
152,049
+79,960
128
$2.88M ﹤0.01%
78,574
+726
129
$2.86M ﹤0.01%
39,374
+20,032
130
$2.83M ﹤0.01%
+14,745
131
$2.81M ﹤0.01%
25,462
-16,129
132
$2.8M ﹤0.01%
29,480
+28,880
133
$2.75M ﹤0.01%
25,989
+21,828
134
$2.74M ﹤0.01%
+69,794
135
$2.74M ﹤0.01%
+31,905
136
$2.71M ﹤0.01%
15,999
+15,102
137
$2.68M ﹤0.01%
4,925
+4,649
138
$2.66M ﹤0.01%
205,013
+67,868
139
$2.6M ﹤0.01%
40,565
-25,985
140
$2.5M ﹤0.01%
16,293
+13,487
141
$2.5M ﹤0.01%
65,000
-154,332
142
$2.46M ﹤0.01%
203,298
+74,935
143
$2.41M ﹤0.01%
30,893
-17,475
144
$2.4M ﹤0.01%
22,668
-437
145
$2.39M ﹤0.01%
54,019
+53,819
146
$2.39M ﹤0.01%
14,002
-1,127
147
$2.34M ﹤0.01%
98,799
+55,572
148
$2.34M ﹤0.01%
+69,505
149
$2.29M ﹤0.01%
33,197
+33,097
150
$2.25M ﹤0.01%
49,157
+6,714