Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$1.73M ﹤0.01%
13,295
+9,396
127
$1.73M ﹤0.01%
19,086
+17,742
128
$1.72M ﹤0.01%
21,289
+2,935
129
$1.7M ﹤0.01%
+13,209
130
$1.68M ﹤0.01%
73,321
+20,669
131
$1.68M ﹤0.01%
+26,791
132
$1.67M ﹤0.01%
+64,129
133
$1.66M ﹤0.01%
28,562
+24,171
134
$1.64M ﹤0.01%
+34,587
135
$1.64M ﹤0.01%
36,858
+23,262
136
$1.64M ﹤0.01%
32,370
+19,670
137
$1.64M ﹤0.01%
+8,375
138
$1.63M ﹤0.01%
+18,885
139
$1.62M ﹤0.01%
6,038
+3,990
140
$1.6M ﹤0.01%
14,832
+12,693
141
$1.6M ﹤0.01%
20,444
+19,414
142
$1.59M ﹤0.01%
+9,842
143
$1.58M ﹤0.01%
+28,949
144
$1.57M ﹤0.01%
45,416
+11,548
145
$1.57M ﹤0.01%
12,647
-58,803
146
$1.56M ﹤0.01%
23,151
-5,810
147
$1.56M ﹤0.01%
+28,282
148
$1.55M ﹤0.01%
35,650
+23,144
149
$1.54M ﹤0.01%
25,354
-431
150
$1.52M ﹤0.01%
11,624
-583