Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$86.9M
2 +$25.5M
3 +$12.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$12.3M
5
RHT
Red Hat Inc
RHT
+$11.4M

Top Sells

1 +$66M
2 +$60.3M
3 +$33.9M
4
AAPL icon
Apple
AAPL
+$21.1M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

1 Communication Services 17.01%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$1.98M 0.16%
+20,996
127
$1.96M 0.16%
127,273
+57,161
128
$1.94M 0.16%
47,583
+41,092
129
$1.94M 0.16%
36,497
-13,557
130
$1.93M 0.16%
29,899
-215,181
131
$1.92M 0.16%
+45,437
132
$1.91M 0.16%
77,722
+12,780
133
$1.91M 0.16%
+37,117
134
$1.91M 0.16%
35,140
+11,969
135
$1.88M 0.15%
36,448
+29,110
136
$1.83M 0.15%
68,181
+33,805
137
$1.82M 0.15%
19,304
+9,720
138
$1.8M 0.15%
+68,699
139
$1.8M 0.15%
+12,225
140
$1.79M 0.15%
11,299
+9,064
141
$1.79M 0.15%
+28,961
142
$1.79M 0.15%
+147,750
143
$1.77M 0.14%
42,896
-60,084
144
$1.77M 0.14%
35,642
+30,920
145
$1.77M 0.14%
34,914
-2,641
146
$1.76M 0.14%
59,355
+22,005
147
$1.75M 0.14%
19,497
+17,904
148
$1.74M 0.14%
+3,428
149
$1.74M 0.14%
39,636
+513
150
$1.73M 0.14%
+15,312