Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$2.42M 0.01%
+32,380
127
$2.42M 0.01%
14,778
+11,604
128
$2.41M 0.01%
122,122
+99,527
129
$2.41M 0.01%
62,204
-4,393
130
$2.39M 0.01%
+48,620
131
$2.35M 0.01%
24,442
+12,385
132
$2.34M 0.01%
+15,557
133
$2.33M 0.01%
18,966
+388
134
$2.33M 0.01%
167,131
+153,825
135
$2.29M 0.01%
+66,092
136
$2.27M 0.01%
15,895
+8,651
137
$2.26M 0.01%
20,943
+1,053
138
$2.25M 0.01%
33,007
+31,850
139
$2.25M 0.01%
51,325
-4,809
140
$2.24M 0.01%
27,511
+27,335
141
$2.19M 0.01%
+46,382
142
$2.18M 0.01%
82,298
-23,912
143
$2.17M 0.01%
64,568
-37,158
144
$2.16M 0.01%
+25,634
145
$2.15M 0.01%
111,342
+9,456
146
$2.14M 0.01%
49,916
-4,613
147
$2.13M 0.01%
43,737
+5,357
148
$2.12M 0.01%
14,342
+8,683
149
$2.11M 0.01%
42,040
+6,928
150
$2.1M 0.01%
23,460
-24,936