Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$1.02M 0.08%
85,060
+84,810
127
$1M 0.08%
+7,853
128
$1M 0.08%
11,901
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129
$959K 0.08%
9,060
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130
$941K 0.08%
+12,248
131
$934K 0.07%
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132
$927K 0.07%
28,456
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$921K 0.07%
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134
$918K 0.07%
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135
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16,016
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136
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137
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46,264
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$854K 0.07%
22,316
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146
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13,624
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147
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148
$817K 0.07%
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149
$816K 0.07%
11,963
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150
$816K 0.07%
3,686
-1,822