Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
126
$1.15M 0.1%
+24,597
127
$1.14M 0.1%
+13,016
128
$1.14M 0.1%
20,738
+16,286
129
$1.13M 0.09%
22,526
-19,934
130
$1.1M 0.09%
25,317
+21,745
131
$1.1M 0.09%
21,089
+17,435
132
$1.09M 0.09%
10,002
+2,774
133
$1.09M 0.09%
17,170
+13,812
134
$1.07M 0.09%
+1,212
135
$1.07M 0.09%
23,980
+17,481
136
$1.05M 0.09%
18,942
+13,799
137
$1.04M 0.09%
+11,941
138
$1.03M 0.09%
17,861
+10,292
139
$1.02M 0.09%
+46,187
140
$1.02M 0.09%
21,054
+15,560
141
$1.01M 0.08%
52,465
-405
142
$1M 0.08%
31,232
-22,502
143
$984K 0.08%
23,296
+20,823
144
$979K 0.08%
13,225
+9,667
145
$973K 0.08%
11,292
-29,117
146
$967K 0.08%
+14,338
147
$966K 0.08%
7,445
+6,765
148
$944K 0.08%
+7,883
149
$936K 0.08%
+4,021
150
$930K 0.08%
+13,332