Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.71%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$48K ﹤0.01%
13,558
-3,742
1427
$48K ﹤0.01%
2,017
-36,779
1428
$48K ﹤0.01%
925
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1429
$48K ﹤0.01%
+1,454
1430
$47K ﹤0.01%
57,029
+50,418
1431
$47K ﹤0.01%
5,532
-6,128
1432
$47K ﹤0.01%
14,218
-4,882
1433
$47K ﹤0.01%
4,918
+2,715
1434
$47K ﹤0.01%
9,268
-7,300
1435
$47K ﹤0.01%
5,529
-3,172
1436
$47K ﹤0.01%
614
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1437
$47K ﹤0.01%
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1438
$47K ﹤0.01%
1,507
-115,817
1439
$46K ﹤0.01%
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-16,944
1440
$46K ﹤0.01%
7,479
-44,615
1441
$46K ﹤0.01%
1,286
-1,289
1442
$46K ﹤0.01%
4,714
+1,696
1443
$46K ﹤0.01%
9,203
-87,649
1444
$45K ﹤0.01%
1,874
-9,920
1445
$45K ﹤0.01%
+3,513
1446
$45K ﹤0.01%
3,564
-1,194
1447
$45K ﹤0.01%
753
+671
1448
$45K ﹤0.01%
22,536
+20,134
1449
$45K ﹤0.01%
+2,895
1450
$44K ﹤0.01%
260
-107