Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$31K ﹤0.01%
14,571
+12,373
1427
$31K ﹤0.01%
+8,355
1428
$30K ﹤0.01%
+5,981
1429
$30K ﹤0.01%
808
+40
1430
$30K ﹤0.01%
+936
1431
$30K ﹤0.01%
+3,792
1432
$30K ﹤0.01%
+600
1433
$30K ﹤0.01%
1,622
-1,350
1434
$30K ﹤0.01%
1,072
-452
1435
$30K ﹤0.01%
+936
1436
$30K ﹤0.01%
3,690
-17,553
1437
$29K ﹤0.01%
876
+181
1438
$29K ﹤0.01%
907
+717
1439
$29K ﹤0.01%
+757
1440
$29K ﹤0.01%
3,458
+1,593
1441
$29K ﹤0.01%
16,130
+9,075
1442
$29K ﹤0.01%
4,182
-12,080
1443
$29K ﹤0.01%
14,748
+13,055
1444
$29K ﹤0.01%
5,670
+3,458
1445
$29K ﹤0.01%
3,266
-12,013
1446
$29K ﹤0.01%
10,961
-29,576
1447
$29K ﹤0.01%
3,953
-6,504
1448
$28K ﹤0.01%
949
+500
1449
$28K ﹤0.01%
299
-1,024
1450
$28K ﹤0.01%
1,599
+1,454