Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$49K ﹤0.01%
1,615
+1,014
1427
$48K ﹤0.01%
1,213
+535
1428
$48K ﹤0.01%
+6,771
1429
$48K ﹤0.01%
+9,744
1430
$48K ﹤0.01%
+1,756
1431
$48K ﹤0.01%
2,194
-21,865
1432
$48K ﹤0.01%
+1,553
1433
$48K ﹤0.01%
+1,360
1434
$48K ﹤0.01%
9,545
+8,741
1435
$48K ﹤0.01%
2,417
+1,398
1436
$48K ﹤0.01%
2,505
+1,505
1437
$48K ﹤0.01%
12,064
-28,784
1438
$48K ﹤0.01%
+213
1439
$47K ﹤0.01%
9,741
-67,041
1440
$47K ﹤0.01%
1,233
-2,657
1441
$47K ﹤0.01%
2,222
+1,374
1442
$47K ﹤0.01%
+218
1443
$47K ﹤0.01%
+5,892
1444
$47K ﹤0.01%
+5,040
1445
$47K ﹤0.01%
2,049
+1,356
1446
$47K ﹤0.01%
28,206
+18,703
1447
$46K ﹤0.01%
7,654
+5,783
1448
$46K ﹤0.01%
+2,302
1449
$46K ﹤0.01%
14,666
+3,837
1450
$46K ﹤0.01%
3,582
+760