Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$164K ﹤0.01%
2,091
+501
1427
$164K ﹤0.01%
3,225
1428
$164K ﹤0.01%
46,390
1429
$164K ﹤0.01%
2,156
+200
1430
$163K ﹤0.01%
27,271
1431
$163K ﹤0.01%
4,511
+2,048
1432
$163K ﹤0.01%
403
1433
$163K ﹤0.01%
800
1434
$162K ﹤0.01%
1,085
+12
1435
$162K ﹤0.01%
3,723
1436
$162K ﹤0.01%
3,952
+709
1437
$162K ﹤0.01%
23,463
1438
$162K ﹤0.01%
5,874
1439
$161K ﹤0.01%
12,073
1440
$161K ﹤0.01%
3,268
1441
$161K ﹤0.01%
26,433
-1,400
1442
$161K ﹤0.01%
3,581
1443
$161K ﹤0.01%
14,068
-4,500
1444
$160K ﹤0.01%
49,188
1445
$159K ﹤0.01%
2,219
-100
1446
$159K ﹤0.01%
1,846
1447
$159K ﹤0.01%
9,707
+200
1448
$158K ﹤0.01%
24,765
1449
$158K ﹤0.01%
2,246
+4
1450
$158K ﹤0.01%
3,715
-1,200