Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1426
$11K ﹤0.01%
+165
1427
$11K ﹤0.01%
677
-761
1428
$11K ﹤0.01%
+4,705
1429
$11K ﹤0.01%
900
-949
1430
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+213
1431
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+670
1432
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666
+649
1433
$11K ﹤0.01%
247
-26
1434
$11K ﹤0.01%
2,639
+1,376
1435
$11K ﹤0.01%
1,353
-2,965
1436
$10K ﹤0.01%
4,648
+2,638
1437
$10K ﹤0.01%
167
-905
1438
$10K ﹤0.01%
+182
1439
$10K ﹤0.01%
127
+27
1440
$10K ﹤0.01%
664
-3,713
1441
$10K ﹤0.01%
570
-5,740
1442
$10K ﹤0.01%
+200
1443
$10K ﹤0.01%
+211
1444
$10K ﹤0.01%
+232
1445
$10K ﹤0.01%
309
-40
1446
$10K ﹤0.01%
+579
1447
$10K ﹤0.01%
1,168
-12,035
1448
$10K ﹤0.01%
393
+281
1449
$10K ﹤0.01%
1,130
+774
1450
$10K ﹤0.01%
+346