Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$13K ﹤0.01%
2,314
-9,808
1402
$13K ﹤0.01%
466
+397
1403
$13K ﹤0.01%
+931
1404
$13K ﹤0.01%
1,462
+319
1405
$13K ﹤0.01%
986
-2,391
1406
$12K ﹤0.01%
+613
1407
$12K ﹤0.01%
+487
1408
$12K ﹤0.01%
936
-1,292
1409
$12K ﹤0.01%
+13,996
1410
$12K ﹤0.01%
3,158
-31,081
1411
$12K ﹤0.01%
+201
1412
$12K ﹤0.01%
642
+592
1413
$12K ﹤0.01%
+138
1414
$12K ﹤0.01%
+766
1415
$12K ﹤0.01%
+3,924
1416
$12K ﹤0.01%
+343
1417
$12K ﹤0.01%
133
+124
1418
$12K ﹤0.01%
6,990
-98,530
1419
$11K ﹤0.01%
2,448
-2,812
1420
$11K ﹤0.01%
+751
1421
$11K ﹤0.01%
504
-450
1422
$11K ﹤0.01%
+687
1423
$11K ﹤0.01%
255
+30
1424
$11K ﹤0.01%
31
-91
1425
$11K ﹤0.01%
2,904
-2,224