Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1376
$53K ﹤0.01%
5,426
-4,902
1377
$53K ﹤0.01%
2,311
-9,652
1378
$53K ﹤0.01%
5,233
+5,163
1379
$53K ﹤0.01%
2,059
-1,125
1380
$53K ﹤0.01%
+3,139
1381
$53K ﹤0.01%
+546
1382
$52K ﹤0.01%
+17,406
1383
$52K ﹤0.01%
+569
1384
$52K ﹤0.01%
+1,775
1385
$52K ﹤0.01%
1,446
-12,084
1386
$52K ﹤0.01%
8,469
+4,629
1387
$52K ﹤0.01%
+2,387
1388
$52K ﹤0.01%
+21,154
1389
$52K ﹤0.01%
+136
1390
$52K ﹤0.01%
+1,407
1391
$51K ﹤0.01%
+151
1392
$51K ﹤0.01%
+3,767
1393
$50K ﹤0.01%
1,510
+928
1394
$50K ﹤0.01%
854
-175
1395
$50K ﹤0.01%
+811
1396
$50K ﹤0.01%
+12,246
1397
$50K ﹤0.01%
1,944
+169
1398
$50K ﹤0.01%
+1,632
1399
$50K ﹤0.01%
7,273
+7,219
1400
$50K ﹤0.01%
1,164
+228