Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1376
$137K ﹤0.01%
32,228
-8,291
1377
$136K ﹤0.01%
8,680
+787
1378
$136K ﹤0.01%
12,196
+7,427
1379
$136K ﹤0.01%
20,453
+11,285
1380
$136K ﹤0.01%
+6,439
1381
$136K ﹤0.01%
3,815
+1,315
1382
$134K ﹤0.01%
5,517
-9,071
1383
$134K ﹤0.01%
+2,200
1384
$134K ﹤0.01%
11,226
+9,636
1385
$134K ﹤0.01%
+5,101
1386
$133K ﹤0.01%
6,024
-4,741
1387
$133K ﹤0.01%
3,984
+2,914
1388
$133K ﹤0.01%
7,747
+6,669
1389
$133K ﹤0.01%
+9,135
1390
$133K ﹤0.01%
+1,822
1391
$132K ﹤0.01%
1,117
-6,715
1392
$132K ﹤0.01%
+1,971
1393
$132K ﹤0.01%
19,366
-35,721
1394
$132K ﹤0.01%
+2,613
1395
$131K ﹤0.01%
38,882
+32,196
1396
$131K ﹤0.01%
+6,528
1397
$131K ﹤0.01%
22,636
+18,251
1398
$131K ﹤0.01%
4,782
+2,305
1399
$131K ﹤0.01%
+956
1400
$131K ﹤0.01%
+6,294