Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1376
$113K ﹤0.01%
3,234
+2,674
1377
$112K ﹤0.01%
2,317
+292
1378
$112K ﹤0.01%
5,582
-339
1379
$112K ﹤0.01%
+48,905
1380
$112K ﹤0.01%
+1,176
1381
$112K ﹤0.01%
+1,447
1382
$112K ﹤0.01%
5,386
+1,813
1383
$112K ﹤0.01%
1,546
+106
1384
$111K ﹤0.01%
+1,370
1385
$111K ﹤0.01%
3,879
+740
1386
$111K ﹤0.01%
1,358
+1,258
1387
$110K ﹤0.01%
+778
1388
$110K ﹤0.01%
1,477
+108
1389
$110K ﹤0.01%
+2,676
1390
$110K ﹤0.01%
6,945
-61,720
1391
$109K ﹤0.01%
13,129
-13,237
1392
$109K ﹤0.01%
+4,120
1393
$109K ﹤0.01%
19,471
+7,648
1394
$108K ﹤0.01%
+1,222
1395
$108K ﹤0.01%
7,272
+1,848
1396
$107K ﹤0.01%
+3,170
1397
$106K ﹤0.01%
10,654
-20,129
1398
$106K ﹤0.01%
1,670
-1,753
1399
$106K ﹤0.01%
14,065
-8,687
1400
$106K ﹤0.01%
+1,965