Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1376
$15K ﹤0.01%
+6,753
1377
$14K ﹤0.01%
300
-1,981
1378
$14K ﹤0.01%
+400
1379
$14K ﹤0.01%
+688
1380
$14K ﹤0.01%
767
-5,865
1381
$14K ﹤0.01%
+988
1382
$14K ﹤0.01%
+1,434
1383
$14K ﹤0.01%
560
-1,100
1384
$14K ﹤0.01%
1,717
+1,617
1385
$14K ﹤0.01%
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1386
$14K ﹤0.01%
8,604
+441
1387
$14K ﹤0.01%
+88
1388
$14K ﹤0.01%
55
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1389
$14K ﹤0.01%
+703
1390
$14K ﹤0.01%
+1,208
1391
$14K ﹤0.01%
96
-11,460
1392
$14K ﹤0.01%
1,197
-4,154
1393
$14K ﹤0.01%
2,023
+1,234
1394
$13K ﹤0.01%
+117
1395
$13K ﹤0.01%
+406
1396
$13K ﹤0.01%
+6,902
1397
$13K ﹤0.01%
288
-992
1398
$13K ﹤0.01%
1,710
-3,588
1399
$13K ﹤0.01%
+200
1400
$13K ﹤0.01%
+230