Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1351
$39K ﹤0.01%
8,573
-7,264
1352
$38K ﹤0.01%
+42,423
1353
$38K ﹤0.01%
+6,756
1354
$38K ﹤0.01%
4,457
-1,078
1355
$38K ﹤0.01%
+2,155
1356
$38K ﹤0.01%
+3,793
1357
$38K ﹤0.01%
+359
1358
$38K ﹤0.01%
2,555
+1,791
1359
$38K ﹤0.01%
+701
1360
$38K ﹤0.01%
+8,566
1361
$38K ﹤0.01%
+333
1362
$38K ﹤0.01%
18,237
+17,535
1363
$38K ﹤0.01%
+14,960
1364
$38K ﹤0.01%
10,533
+1,229
1365
$37K ﹤0.01%
+621
1366
$37K ﹤0.01%
529
-110
1367
$37K ﹤0.01%
+10,464
1368
$37K ﹤0.01%
+1,540
1369
$37K ﹤0.01%
+27,956
1370
$37K ﹤0.01%
+2,804
1371
$37K ﹤0.01%
+1,988
1372
$36K ﹤0.01%
7,638
+1,434
1373
$36K ﹤0.01%
+8,827
1374
$36K ﹤0.01%
14,485
+12,028
1375
$36K ﹤0.01%
526
-5,990