Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1351
$16K ﹤0.01%
971
+560
1352
$16K ﹤0.01%
+3,927
1353
$16K ﹤0.01%
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1354
$16K ﹤0.01%
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1355
$16K ﹤0.01%
1,078
-9,744
1356
$15K ﹤0.01%
+226
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$15K ﹤0.01%
349
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1358
$15K ﹤0.01%
853
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1359
$15K ﹤0.01%
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1360
$15K ﹤0.01%
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$15K ﹤0.01%
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$15K ﹤0.01%
523
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$15K ﹤0.01%
11,283
+2,412
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$15K ﹤0.01%
1,065
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$15K ﹤0.01%
+4,221
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$14K ﹤0.01%
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$14K ﹤0.01%
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1368
$14K ﹤0.01%
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$14K ﹤0.01%
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536
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$14K ﹤0.01%
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$14K ﹤0.01%
202
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1373
$14K ﹤0.01%
+1,030
1374
$14K ﹤0.01%
727
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1375
$14K ﹤0.01%
+545