Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.71%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$65K ﹤0.01%
+633
1327
$65K ﹤0.01%
7,123
-2,374
1328
$65K ﹤0.01%
+591
1329
$65K ﹤0.01%
+1,795
1330
$64K ﹤0.01%
+14,114
1331
$64K ﹤0.01%
+692
1332
$64K ﹤0.01%
+426
1333
$64K ﹤0.01%
+4,621
1334
$64K ﹤0.01%
4,524
+2,661
1335
$64K ﹤0.01%
+3,508
1336
$64K ﹤0.01%
20,465
-34,017
1337
$64K ﹤0.01%
+3,993
1338
$63K ﹤0.01%
16,655
+2,663
1339
$63K ﹤0.01%
3,789
-9,253
1340
$63K ﹤0.01%
15,281
-6,322
1341
$63K ﹤0.01%
1,600
+1,370
1342
$63K ﹤0.01%
3,136
+1,400
1343
$63K ﹤0.01%
8,541
+4,145
1344
$63K ﹤0.01%
+2,740
1345
$63K ﹤0.01%
+2,518
1346
$63K ﹤0.01%
1,871
-7,245
1347
$62K ﹤0.01%
10,365
+5,722
1348
$62K ﹤0.01%
18,770
-13,871
1349
$62K ﹤0.01%
+17,441
1350
$62K ﹤0.01%
15,380
-25,994