Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$62K ﹤0.01%
3,337
+1,206
1327
$62K ﹤0.01%
37,893
-60,493
1328
$62K ﹤0.01%
962
-34,266
1329
$61K ﹤0.01%
2,430
-6
1330
$61K ﹤0.01%
+11,520
1331
$61K ﹤0.01%
718
-971
1332
$61K ﹤0.01%
+788
1333
$60K ﹤0.01%
25,179
-9,331
1334
$60K ﹤0.01%
7,521
+7,494
1335
$60K ﹤0.01%
+399
1336
$60K ﹤0.01%
4,578
+1,720
1337
$60K ﹤0.01%
38,599
+37,228
1338
$60K ﹤0.01%
+1,880
1339
$59K ﹤0.01%
30,106
+10,661
1340
$59K ﹤0.01%
+1,798
1341
$59K ﹤0.01%
+2,886
1342
$59K ﹤0.01%
+315
1343
$59K ﹤0.01%
284
+186
1344
$59K ﹤0.01%
252
-38
1345
$59K ﹤0.01%
36,993
+22,811
1346
$59K ﹤0.01%
3,165
-3,542
1347
$59K ﹤0.01%
+7,448
1348
$59K ﹤0.01%
+742
1349
$58K ﹤0.01%
16,353
+3,813
1350
$58K ﹤0.01%
+8,640