Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$36K ﹤0.01%
3,598
-8,648
1327
$35K ﹤0.01%
471
-29,484
1328
$35K ﹤0.01%
2,173
-10,495
1329
$35K ﹤0.01%
+1,325
1330
$35K ﹤0.01%
+330
1331
$35K ﹤0.01%
+2,521
1332
$35K ﹤0.01%
494
+444
1333
$35K ﹤0.01%
+5,163
1334
$35K ﹤0.01%
1,425
+911
1335
$35K ﹤0.01%
+10,719
1336
$34K ﹤0.01%
+308
1337
$34K ﹤0.01%
+438
1338
$34K ﹤0.01%
+8,296
1339
$34K ﹤0.01%
+2,776
1340
$34K ﹤0.01%
1,788
+1,724
1341
$34K ﹤0.01%
+952
1342
$34K ﹤0.01%
+211
1343
$34K ﹤0.01%
4,278
-1,689
1344
$34K ﹤0.01%
+2,795
1345
$34K ﹤0.01%
+10,210
1346
$33K ﹤0.01%
1,833
-3,380
1347
$33K ﹤0.01%
+323
1348
$33K ﹤0.01%
+982
1349
$33K ﹤0.01%
4,046
-3,230
1350
$33K ﹤0.01%
+17