Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.71%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$71K ﹤0.01%
+1,259
1302
$70K ﹤0.01%
+3,054
1303
$69K ﹤0.01%
1,526
+1,226
1304
$69K ﹤0.01%
3,158
-14,134
1305
$69K ﹤0.01%
+58,477
1306
$69K ﹤0.01%
2,511
+2,346
1307
$68K ﹤0.01%
832
-119
1308
$68K ﹤0.01%
792
-15
1309
$68K ﹤0.01%
1,131
-2,308
1310
$68K ﹤0.01%
+2,672
1311
$68K ﹤0.01%
+240
1312
$68K ﹤0.01%
+5,637
1313
$67K ﹤0.01%
21,975
-14,154
1314
$67K ﹤0.01%
+19,946
1315
$67K ﹤0.01%
125,333
-116,961
1316
$67K ﹤0.01%
+3,076
1317
$67K ﹤0.01%
1,662
-76,892
1318
$67K ﹤0.01%
1,265
-2,835
1319
$66K ﹤0.01%
5,004
+4,379
1320
$66K ﹤0.01%
6,887
+306
1321
$66K ﹤0.01%
8,260
+7,608
1322
$66K ﹤0.01%
4,247
+3,091
1323
$66K ﹤0.01%
42,327
+28,661
1324
$66K ﹤0.01%
+201
1325
$66K ﹤0.01%
18,071
+17,795