Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$66K ﹤0.01%
6,280
+4,954
1302
$66K ﹤0.01%
1,417
+1,076
1303
$66K ﹤0.01%
2,220
+1,262
1304
$66K ﹤0.01%
+4,089
1305
$66K ﹤0.01%
1,021
-262
1306
$65K ﹤0.01%
19,907
-45,387
1307
$65K ﹤0.01%
+5,840
1308
$65K ﹤0.01%
503
-699
1309
$65K ﹤0.01%
54,385
+23,346
1310
$65K ﹤0.01%
+375
1311
$65K ﹤0.01%
1,647
-1,819
1312
$65K ﹤0.01%
25,753
+17,180
1313
$64K ﹤0.01%
14,508
-11,024
1314
$64K ﹤0.01%
+20,615
1315
$64K ﹤0.01%
+1,914
1316
$63K ﹤0.01%
+1,156
1317
$63K ﹤0.01%
+987
1318
$63K ﹤0.01%
3,789
+2,951
1319
$63K ﹤0.01%
2,296
-33,359
1320
$62K ﹤0.01%
+6,805
1321
$62K ﹤0.01%
2,356
+1,426
1322
$62K ﹤0.01%
963
-17,133
1323
$62K ﹤0.01%
1,022
-12,132
1324
$62K ﹤0.01%
953
-10,396
1325
$62K ﹤0.01%
+1,786