Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$46K ﹤0.01%
7,161
-5,150
1302
$46K ﹤0.01%
6,000
-2,437
1303
$45K ﹤0.01%
2,801
+775
1304
$45K ﹤0.01%
1,179
+90
1305
$45K ﹤0.01%
169
+129
1306
$45K ﹤0.01%
12,637
-12,397
1307
$45K ﹤0.01%
567
-47,213
1308
$44K ﹤0.01%
792
+669
1309
$44K ﹤0.01%
+357
1310
$44K ﹤0.01%
+2,624
1311
$44K ﹤0.01%
2,334
-33,005
1312
$44K ﹤0.01%
1,099
+1,034
1313
$44K ﹤0.01%
970
-1,326
1314
$43K ﹤0.01%
+3,453
1315
$43K ﹤0.01%
4,718
+3,018
1316
$43K ﹤0.01%
15,772
-6,062
1317
$43K ﹤0.01%
+1,285
1318
$42K ﹤0.01%
8,897
+5,424
1319
$42K ﹤0.01%
10,138
+3,238
1320
$42K ﹤0.01%
19,516
+8,424
1321
$42K ﹤0.01%
+31,039
1322
$42K ﹤0.01%
+3,999
1323
$42K ﹤0.01%
3,801
-13,800
1324
$42K ﹤0.01%
+2,385
1325
$42K ﹤0.01%
1,711
-9,698