Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$160K ﹤0.01%
1,660
-555
1302
$160K ﹤0.01%
3,935
-450
1303
$159K ﹤0.01%
570
+430
1304
$159K ﹤0.01%
+3,468
1305
$159K ﹤0.01%
+1,500
1306
$158K ﹤0.01%
+2,364
1307
$158K ﹤0.01%
299
+198
1308
$158K ﹤0.01%
20,748
+17,941
1309
$158K ﹤0.01%
5,844
+682
1310
$157K ﹤0.01%
7,182
-103,858
1311
$157K ﹤0.01%
23,503
-12,365
1312
$157K ﹤0.01%
536
-5,437
1313
$157K ﹤0.01%
+25,327
1314
$157K ﹤0.01%
5,972
-23,361
1315
$157K ﹤0.01%
40,167
+25,407
1316
$156K ﹤0.01%
+1,204
1317
$156K ﹤0.01%
+1,098
1318
$155K ﹤0.01%
17,983
-23,174
1319
$155K ﹤0.01%
2,076
-170
1320
$155K ﹤0.01%
+3,522
1321
$154K ﹤0.01%
15,815
+12,960
1322
$154K ﹤0.01%
+12,694
1323
$154K ﹤0.01%
3,760
+2,098
1324
$154K ﹤0.01%
1,807
-17,746
1325
$154K ﹤0.01%
41,604
-6,673