Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$203K ﹤0.01%
32,844
1302
$203K ﹤0.01%
2,888
+100
1303
$202K ﹤0.01%
+5,838
1304
$202K ﹤0.01%
2,215
1305
$201K ﹤0.01%
645
-423
1306
$200K ﹤0.01%
8,074
-200
1307
$200K ﹤0.01%
12,558
+700
1308
$199K ﹤0.01%
1,501
1309
$198K ﹤0.01%
13,782
1310
$198K ﹤0.01%
1,603
+1,114
1311
$198K ﹤0.01%
96,387
1312
$197K ﹤0.01%
24,690
-4,677
1313
$197K ﹤0.01%
1,976
1314
$197K ﹤0.01%
896
1315
$197K ﹤0.01%
5,734
-900
1316
$197K ﹤0.01%
5,861
+5,850
1317
$196K ﹤0.01%
7,545
1318
$196K ﹤0.01%
1,917
1319
$195K ﹤0.01%
2,154
+300
1320
$195K ﹤0.01%
2,436
1321
$194K ﹤0.01%
6,337
1322
$194K ﹤0.01%
2,667
-1,000
1323
$194K ﹤0.01%
815
1324
$194K ﹤0.01%
1,767
+900
1325
$194K ﹤0.01%
3,209
+200