Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$99K ﹤0.01%
4,783
-15,766
1302
$98K ﹤0.01%
18,773
-53,339
1303
$98K ﹤0.01%
2,501
-156
1304
$98K ﹤0.01%
9,992
+6,808
1305
$98K ﹤0.01%
6,128
+4,248
1306
$97K ﹤0.01%
1,885
+821
1307
$96K ﹤0.01%
3,740
-4,688
1308
$96K ﹤0.01%
+2,041
1309
$96K ﹤0.01%
+7,526
1310
$96K ﹤0.01%
+640
1311
$95K ﹤0.01%
+653
1312
$95K ﹤0.01%
7,811
-9,511
1313
$95K ﹤0.01%
2,160
+602
1314
$95K ﹤0.01%
5,568
-13,763
1315
$95K ﹤0.01%
+8,952
1316
$94K ﹤0.01%
17,354
-47,958
1317
$94K ﹤0.01%
360
-265
1318
$94K ﹤0.01%
6,593
+6,378
1319
$94K ﹤0.01%
1,016
-205
1320
$93K ﹤0.01%
5,907
-497
1321
$93K ﹤0.01%
+2,209
1322
$93K ﹤0.01%
+1,310
1323
$93K ﹤0.01%
11,823
+8,109
1324
$93K ﹤0.01%
6,508
+5,169
1325
$92K ﹤0.01%
+1,625